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You are here: Home / Archives for Securities and Exchange Commission

In welcome move, SEC offers alternative to DOL’s fiduciary rule

May 10, 2018 by Fund Pro Latin America
In welcome move, SEC offers alternative to DOL’s fiduciary rule

Under chairman Jay Clayton, the SEC's move to create an alternative to the DOL's fiduciary rule is being welcomed by the broker-dealer community.

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Filed Under: News and Trends, Private, Region Tagged With: Advisory, Distribution, Financial Advisory, Jay Clayton, Normativa, Regulation, SEC, Securities and Exchange Commission, wealth management

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